Categories: Economy

SEBI Releases Uniform Format for OTC Trades In Non-Convertible Securities

Capital markets regulator SEBI came out with a uniform format for reporting over-the-counter (OTC) trades in listed non-convertible securities. 

Buy Prime Test Series for all Banking, SSC, Insurance & other exams

Why This Development:

The development comes after Sebi observed that information on OTC trades in listed non-convertible securities provided to the stock exchanges by the investors is incomplete and inaccurate.

This, in turn, amounts to incorrect and distorted information being displayed on the exchanges’ websites.

What Has Been Said:

“In order to address the issue, it has been decided all OTC trades shall be reported in a uniform format,” the Securities and Exchange Board of India (Sebi) said in a circular.

Need Of This:

Under the format, information pertaining to deal type — whether brokered or direct — ISIN, listed or unlisted security, issuer name, coupon rate, issue description, traded price, traded yield, trade date and time, settlement date, settlement status and reported trade executed on RFQ (Request For Quote) platform will have to be disclosed.

The new guideline would come into force from January 1, 2023. Sebi asked stock exchanges to monitor the compliance of the guideline and bring to the notice of the regulator periodically, discrepancies in reporting of OTC trades by investors.

How The OTC Worked:

OTC trades are generally trades executed between two market entities without others being aware of the price at which the transaction was effected.

Piyush Shukla

Recent Posts

Which Place is known as the Diamond Capital of the World?

Did you know that diamonds travel across the world before reaching jewelry stores? These sparkling…

14 hours ago

List of Major LPG Gas Companies in India, Check the Names

Did you know that millions of homes in India rely on LPG cylinders every day…

14 hours ago

WHO Foundation and Novo Nordisk Launch Initiative to Tackle Childhood Obesity in India

The WHO Foundation and Novo Nordisk have announced the collaboration and it is aimed at…

17 hours ago

Which Fish Can Produce Electricity?

Did you know that some creatures in nature can produce electricity just like a battery?…

17 hours ago

HDFC ERGO Appoints Parthanil Ghosh as New MD and CEO

HDFC ERGO General Insurance has officially announced the appointment of Parthanil Ghosh as its new…

17 hours ago

India Overtakes China as Top Exporter of Cotton Products to the US in 2025

India has overtaken the China to become the largest exporter of cotton products to the…

17 hours ago